vivian lau sfc

View Vivian Lau’s profile on LinkedIn, the world’s largest professional community. Vivian’s education is listed on their profile. See the complete profile on LinkedIn and discover Vivian’s connections and jobs at similar companies.

職稱: Solicitor, CPA Australia, SFC

There are 200+ professionals named “Vivian Lau”, who use LinkedIn to exchange information, ideas, and opportunities. Vivian Lau Solicitor, CPA Australia, SFC Senior Manager Hong Kong SAR Monash University, +1 more Vivian Lau Vivian Lau PMO Director

View Vivian Lau, CPA’S profile on LinkedIn, the world’s largest professional community. Vivian has 4 jobs listed on their profile. See the complete profile on LinkedIn and discover Vivian’s connections and jobs at similar companies.

職稱: Operations Manager at Acion

SFC licenses Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began. Some data are hidden to

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Public register of licensed persons & registered institutions This register lists all licensees (ie, both licensed individuals and licensed corporations) and registered institutions. The information dates back to 1 April 2003, the commencement date of the Securities and

Established in 1989, the Securities and Futures Commission (SFC) is an independent statutory body set up to regulate the securities and futures markets in Hong Kong. Please note that anti-money laundering and counter-financing of terrorism (AML/CFT

Vivian Lau) SFC (Attn: Mrs Alexa Lam) Encl.: Annex 1 (PDF file, 176KB) Annex 2 (Only available to Authorized Institution) 1. Under the revised BO, a “relevant individual” in relation to a RI means an individual who performs for or on behalf of or by an

1/4/2019 · The SFC welcomes all new committee members and expresses its gratitude to outgoing members for their service. Listed below are the membership changes to SFC committees. Details including the committees’ responsibilities and full lists of members with their titles and

 · PDF 檔案

STATEMENT OF DISCIPLINARY ACTION I. The Disciplinary Action 1. The Securities and Futures Commission (SFC) has prohibited He Zhi Hua, pursuant to section 194(1)(iv) of the SFO, from doing all or any of the following in relation to any regulated activities for

View Vivian Lau, CPA’S profile on LinkedIn, the world’s largest professional community. Vivian has 4 jobs listed on their profile. See the complete profile on LinkedIn and discover Vivian’s connections and jobs at similar companies.

職稱: Operations Manager at Acion

View Vivian Lau’s profile on LinkedIn, the world’s largest professional community. Vivian’s education is listed on their profile. See the complete profile on LinkedIn and discover Vivian’s connections and jobs at similar companies.

職稱: Solicitor, CPA Australia, SFC

SFC licenses Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began. Some data are hidden to

Vivian Lau) SFC (Attn: Mrs Alexa Lam) Encl.: Annex 1 (PDF file, 176KB) Annex 2 (Only available to Authorized Institution) 1. Under the revised BO, a “relevant individual” in relation to a RI means an individual who performs for or on behalf of or by an

1/4/2019 · The SFC welcomes all new committee members and expresses its gratitude to outgoing members for their service. Listed below are the membership changes to SFC committees. Details including the committees’ responsibilities and full lists of members with their titles and

 · PDF 檔案

STATEMENT OF DISCIPLINARY ACTION I. The Disciplinary Action 1. The Securities and Futures Commission (SFC) has prohibited He Zhi Hua, pursuant to section 194(1)(iv) of the SFO, from doing all or any of the following in relation to any regulated activities for

3/9/2019 · View the profiles of professionals named Vivian Lau on LinkedIn. There are 200+ professionals named Vivian Lau, who use LinkedIn to exchange information, ideas, and opportunities. Current Associate Producer at Eventbase, Event Manager at Railtown Catering

SFC licenses Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began. Some data are hidden to

SFC licenses Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began. Some data are hidden to

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職稱: Senior Accounting Director

3/9/2019 · View the profiles of professionals named Vivian Lau on LinkedIn. There are 200+ professionals named Vivian Lau, who use LinkedIn to exchange information, ideas, and opportunities. Current Associate Producer at Eventbase, Event Manager at Railtown Catering

View Vivian Lau, CPA’S profile on LinkedIn, the world’s largest professional community. Vivian has 4 jobs listed on their profile. See the complete profile on LinkedIn and discover Vivian’s connections and jobs at similar companies.

職稱: Operations Manager at Acion

SFC licenses Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began. Some data are hidden to

SFC licenses Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began. Some data are hidden to

查看Vivian Lau的完整档案。注册完全免费!加入领英,找找同事同学,结识业界同行,与全球 500,000,000 位职场人士一起驰骋职场。

職稱: Senior Accounting Director

The HKMA Register contains, among other things, records of public disciplinary actions (if any) taken by the SFC and/or the HKMA against relevant individuals. Such records are kept in the Register for a period of 5 years from the date when the disciplinary

SFC (Attn: Mrs Alexa Lam) FSTB (Attn: Ms Vivian Lau) Latest Circulars 29 Oct 2019 Consumer Protection Measures of Authorized Institutions in respect of Open Application Programming Interface Framework 25 Oct 2019 Revised Completion Instructions of

SFC (Attn: Mrs Alexa Lam) FSTB (Attn: Ms Vivian Lau) 1. “Banking (Amendment) Ordinance 2002 and Securities and Futures Ordinance” issued on 5 July 2002 and “Register of relevant individuals to be maintained by the HKMA under the Banking (Amendment.

Mr. LAU Ming-wai, GBS, JP (Deputy Chairman) Mr. LAU Ming-wai has served as a Board Member of the Ocean Park Corporation since 2008. He is currently the Chairman and CEO of Chinese Estates Holdings Ltd. His public service roles include: Member of the

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View Vivian Lau’s profile on LinkedIn, the world’s largest professional community. Vivian has 7 jobs listed on their profile. See the complete profile on LinkedIn and discover Vivian’s connections and jobs at similar companies.

職稱: Senior Accounting Director

View the profiles of professionals named “Vivian Lau” on LinkedIn. There are 200+ professionals named “Vivian Lau”, who use LinkedIn to exchange information, ideas, and opportunities. View the profiles of professionals named “Vivian Lau” on LinkedIn.

SFC (Attn: Mrs Alexa Lam) FSTB (Attn: Ms Vivian Lau) 1. “Banking (Amendment) Ordinance 2002 and Securities and Futures Ordinance” issued on 5 July 2002 and “Register of relevant individuals to be maintained by the HKMA under the Banking (Amendment.

Mr. LAU Ming-wai, GBS, JP (Deputy Chairman) Mr. LAU Ming-wai has served as a Board Member of the Ocean Park Corporation since 2008. He is currently the Chairman and CEO of Chinese Estates Holdings Ltd. His public service roles include: Member of the

VMS Securities Limited 鼎珮證券有限公司 Key Data Officers Overlaps Adviserships SFC licenses CCASS holdings Webb-site Reports Lau, Ho Yin (SFC:AXV971) 劉浩賢 Rep 2019-05-27 36 Lau, Wing Lam (SFC:AXY063) 劉永霖 34 M Rep 2013-11-04 37

From breaking news and entertainment to sports and politics, get the full story with all the live commentary. Tweet with a location You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications.

Details of LAU WAI WAN, VIVIAN Name (English) LAU WAI WAN, VIVIAN Name (Chinese) B z Admission in Hong Kong 10/1993 Remark Holding Current Practising Certificate Solicitor Not in Private Practice in Hong Kong

Breaking news, analysis and opinion from the SCMP’s Hong Kong edition.

蘋果日報網站提供香港蘋果日報、即時新聞、動新聞、要聞港聞、娛樂、兩岸國際、體育、副刊等內容,文字、圖像、影片兼備,為你提供全面而即時的新聞資訊。

Lam, Chi Ho (SFC:BEX631) 林子豪 Rep 2019-04-25 61 Lam, Hoi Kay Kate 林凱琪 Rep 2019-02-26 62 Lau, Chi Wing Cynthia 劉智穎 Rep 2018-03-08 63 Lau, Hing Sang 劉慶生 Rep 2003-08-27 RO 2003-08-27 2004-07-15 64 Lau, Tracy Ho Yee 劉可兒 F Rep RO